Get audit ready with SOX ITGC compliance
Show that your IT controls keep your financial reporting accurate. Prepare for audit faster with automated evidence collection, centralized workflows, and continuous monitoring.
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Move faster with automated evidence collection
Automate evidence collection, monitor controls continuously, and remediate issues faster with AI-powered guidance, so your team can get and stay audit ready with less manual work.
Automated tests that monitor controls hourly, so you stay compliant every day—not just at audit time.
Integrations with your cloud, code, identity, and device tools for a complete, automated view of compliance.
Manage SOX ITGC in one place
Centralize the controls, policies, documents, and evidence needed for SOX ITGC. Vanta gives your team a single place to track progress, assign owners, and stay aligned throughout your full audit process.
Support complex SOX ITGC environments
Adapt SOX ITGC to your environment with adaptive scoping, custom integrations, and custom tests. Vanta helps you map controls to the right financial applications and stay aligned as your environment evolves.
Framework mapping
Move your program forward across ISO 27001, HIPAA, USDP, and more without duplicating work.
ISO 27001
Meet global expectations with an auditable security program for managing information risk—especially for customers outside the US.
HIPAA
Secure protected health information (PHI) to meet U.S. regulatory requirements for healthcare providers and vendors.
US Data Privacy
Centralize compliance with 19+ state privacy laws and stay ready as new regulations emerge across the U.S.
Additional features
Access reviews and requests
Automatically review user access and track changes across key systems to support least-privilege access for in-scope financial apps.
Continuous control monitoring
Monitor controls continuously with automated checks that surface issues early, so your team can stay aligned and audit ready.
Issue management
Track post-audit issues in one place. Manage nonconformities, link controls and policies, route exceptions for approval, and resolve gaps.
AI policy management
Use Vanta AI and built-in templates to draft and update policies faster. Then, automatically track employee acceptance.
AI-powered compliance
Work smarter with automatic control mapping, policy imports and summaries, proactive SLA remediation, and an interactive policy chatbot.
Audit workflow management
Keep your audit moving by collaborating with your auditor within a single platform, directly from their request list.
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Learn more about SOX ITGC
The Audit Ready Checklist
Get ready for your next audit with tips from Vanta’s team of GRC experts.
CRI Cyber Profile: A complete guide for financial institutions
Get in-depth insights into the CRI Cyber Profile and what it means for financial institutions.
Vanta and incident.io’s Incident Response Plan Template
This plan template provides clear guidance for all employees on how to declare, coordinate, and communicate about incidents.
FAQ
SOX ITGC (IT general controls) are controls that protect the systems behind your financial reporting. Public US companies must comply. If you’re preparing for an IPO, you’ll typically need SOX ITGC controls in place before you go public.
It depends on where you’re starting. If you already have controls in place, like SOC 2 or ISO 27001, you can move much faster thanks to overlap. If you’re starting from scratch, it takes longer to get audit ready.
IT general controls (ITGC) are broad controls, like access and change management, that apply across systems. IT application controls (ITAC) are specific to individual apps, covering things like transaction processing, data validation, and calculations in systems like your ERP.
Vanta includes pre-built SOX ITGC controls and core policies out of the box. These cover key areas like access, change management, and IT operations. Vanta also already maps automated tests and document requests, so you can start assessing compliance as soon as you connect your systems.
Vanta covers SOX ITGC—like access, change management, and IT operations—out of the box. Financial controls, like revenue recognition and journal entries, fall outside ITGC. You can manage them using Vanta’s custom frameworks, so your full SOX program lives in one place.
Vanta keeps all your SOX ITGC evidence in one audit-ready workspace. You can give auditors secure, read-only access to what they need. Automated tests continuously collect evidence, and Vanta’s audit partner network can connect you with experienced SOX auditors.
